| American Seafood | Strategic Advisory |
| ABRA Auto Body & Glass | Financial Advisory |
| Ammirati & Puris | Private Placement |
| Ashford.com | Initial Public Offering |
| Beringer Winery | Financial Advisory |
| Bridgeport Brewing Company | M&A |
| Butler Manufacturing | Private Placement |
| Calavo Growers | Private Placement |
| CarClub.com | Private Placement |
| CarsDirect.com | Financial Advisory |
| Charter Manufacturing | Private Placement |
| Charlotte Russe | Initial Public Offering |
| Cobalt | Initial Public Offering |
| Copart | Public Equity Offering |
| The Custom Shop | M&A |
| Crescent Jewelers | Financial Advisory, Debt Financing |
| D'Arcy Masius Benton & Bowles | Private Placement |
| Domino's Pizza | Private Placement |
| DriveOff.com | M&A |
| Eagle Family Foods | M&A |
| Encore Productions | Strategic Advisory, Private Placement |
| Esterline Technologies | Private Placement |
| Eurofresh | M&A |
| Foote, Cone & Belding | Private Placement |
| Friedman's Jewelers | Financial Advisory, Debt Financing |
| Gumtech | M&A |
| Hancock Fabrics | Private Placement |
| High Industries | Private Placement |
| IMPCO Technologies | Public Equity Offering |
| JD Power / CarClub | M&A |
| Joseph A. Bank | Strategic Advisory |
| Kendall Jackson Winery | Private Placement |
| The Kroger Co. | Private Placement |
| Lithia Motors | Public Equity Offering |
| Lucas Dealership Group | M&A |
| M2 Automotive | Private Placement |
| MassMutual High Yield Partners | Private Placement |
| Mendocino Brewing Company | M&A |
| The Robert Mondavi Corporation | Strategic Advisory |
| Pacific Coast Feather Company | Private Placement, Financial Advisory |
| Pacific Sun | M&A |
| Pentair | Private Placement |
| Penwest | Private Placement |
| Pine Ridge Winery | Strategic Advisory |
| Red Hook Brewery | Strategic Advisory |
| The Rival Company | Private Placement |
| S.C. Johnson & Sons | Private Placement |
| Sanderson Farms | Strategic Advisory |
| Sara Lee / Nicholas BV | Private Placement |
| Schurman Fine Papers / Papyrus | Private Placements, Strategic Advisory |
| Scotsman Manufacturing | Private Placement |
| Sierra Nevada Brewing Company | Strategic Advisory |
| Sonic Automotive | Public Equity Offering, High Yield Debt |
| Stanford University | Private Placement |
| Studio Management Services | Private Placement |
| TAB Products | Financial Advisory |
| Tanimura & Antle | Strategic Advisory |
| Techneglas | Private Placement |
| Willowbrook Farms | M&A |
| Worldtex | Private Placement |